Business Disclosures

Hyde Park Capital Advisors, LLC (“Hyde Park Capital”) has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind we are providing you with this information on our Business Continuity Plan.

CONTACTING US

If after a significant business disruption you cannot contact us as you usually do at 813-383-0202, you should call our alternative number 813-789-4100 or go to our website at www.hydeparkcapital.com for additional contact information.

OUR BUSINESS CONTINUITY PLAN

We plan to quickly recover and resume operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

VARYING DISRUPTIONS

Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within two hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within twenty-four hours. In either situation, we plan to continue in business and notify you through our web site www.hydeparkcapital.com or our customer emergency number, 813-789-4100 on how to contact us.